Workplace Policies and Procedures Checklist - NSW Industrial Relations (2024)

Step 1 – Management Support

It is crucial to have senior management support for the implementation or modification of a policy, especially where policies relate to employee behaviour. The endorsem*nt and modelling of the behaviour by senior managers and supervisors will encourage staff to take the policies seriously. While management support for a policy is an important first step before actively seeking employee feedback on a proposed policy, the idea for the policy and some of its details may in fact come from staff.

Step 2 - Consult with staff

Involve staff in developing and implementing workplace policies to promote stronger awareness, understanding and ownership of the outcome. Staff involvement also helps to determine how and when the policies might apply, and can assist in identifying possible unintentional outcomes of the policy.

Step 3 - Define the terms of the policy

Be explicit. Define key terms used in the policy at the beginning so that employees understand what is meant. The policy should explain what is acceptable and unacceptable behaviour in the workplace. You may wish to include specific examples to illustrate problem areas or unacceptable types of behaviours. For example:

An individual shall be deemed to be under the influence of alcohol if he/she exceeds a blood alcohol level of 0.05% (0.02% for heavy vehicle drivers).

Be clear about who the policy applies to. For example, does it only apply to employees of the company or to contractors and sub-contractors engaged to perform work on business premises? This is particularly important, for example, with occupational health and safety which covers everyone in the workplace.

The policy may also need to contain information about what to do if it is not possible to follow the policy. For example, if you have a policy relating to punctuality, you may need to include a procedure outlining what to do if the employee is going to be late.

The policy should also contain procedures to support the policy in its operation, such as the implications for not complying with the policy.

Example 1: Occupational health and safety

No employee is to commence work, or return to work while under the influence of alcohol or drugs. A breach of this policy is grounds for disciplinary action, up to and including termination of employment.

Example 2: Email policy

Using the organisation's computer resources to seek out, access or send any material of an offensive, obscene or defamatory nature is prohibited and may result in disciplinary action.

Step 4 - Put the policies in writing and publicise them

To be effective, policies need to be publicised and provided to all existing and new employees. This includes casual, part-time and full-time employees and those on maternity leave or career breaks.

Policies should be written in plain English and easily understood by all employees. Consider translating the policies into the appropriate languages for employees whose first language is not English.

Ensure all staff understand what the policies mean. Explain how to comply with the policies and the implications of not complying.

Step 5 - Training and regular referral

The policies may be explained to staff through information and/or training sessions, at staff meetings and during induction sessions for new staff. They should also be reiterated and discussed with staff regularly at staff meetings to ensure they remain relevant.

Copies of policies should be easily accessible. Copies may be kept in folders in a central location or staff areas, in staff manuals and available on the organisation's intranet system.

Step 6 – Implementation

It is important that policiesare appliedconsistently throughout the organisation. A breach of a policy should be dealt with promptly and according to the procedures set out in the policy. The consequence of the breach should also suit the severity of the breach – whether it be a warning, disciplinary action or dismissal.

Case study

An organisation which dismissed an employee for sexual harassment was subsequently ordered to re-employ the sacked staff member as they had failed to follow their own policy. The company had a policy of zero tolerance to sexual harassment but failed to exercise the provision when the policy was breached. The Commission hearing revealed that the company had breached its own policy when it issued the employee numerous unofficial warnings instead.

Step 7 - Evaluate and review

Review policies regularly to ensure they are current and in line with any changes within the organisation. Where policies are significantly changed they should be re-issued to all staff and the changes explained to them to ensure they understand the organisation's new directions. These changes should also be widely publicised.

Workplace Policies and Procedures Checklist - NSW Industrial Relations (2024)

FAQs

How workplace systems policies and procedures can support effective work relationships? ›

Workplace policies often reinforce and clarify standard operating procedure in a workplace. Well written policies help employers manage staff more effectively by clearly defining acceptable and unacceptable behaviour in the workplace, and set out the implications of not complying with those policies.

What is included in workplace policies and procedures? ›

Workplace policies and procedures are often developed and used together. Workplace policies are written statements that help to establish a clear understanding of the behaviour and performance standards expected of employers and employees. Workplace procedures are step-by-step instructions for routine tasks.

Is it good to question policies and procedures at work? ›

Your policies should align with your organization's mission, vision, and values, as well as those of your senior leadership. So any time you have a change in strategic direction, new leadership, a merger, or your company is purchased by another, you should review your policies and procedures.

How do you write a workplace policy and procedure? ›

How to Write Effective Policies and Procedures
  1. Step 1: Get organized. Identify key policies. ...
  2. Step 2: Find reliable source material. You don't have to start from scratch when creating a new policy. ...
  3. Step 3: Create a policy structure. ...
  4. Step 4: Distribute the policy for feedback. ...
  5. Step 5: Distribute the policy to staff.
Dec 29, 2020

Why is it important to adhere to policies and procedures in the workplace? ›

When employees follow procedures, they perform tasks correctly and provide consistent customer service. This enhances the quality of your organization's products and services. And, in turn, improves your company's reputation. Employees can know they are fulfilling their roles and take pride in their work.

What is an example of a relationship policy in the workplace? ›

Workplace relationship policy example

Policy details: We understand that workplace relationships do occur, and we do not prohibit relationships between employees from different departments or between employees at the same professional level. We ask that the parties involved notify HR.

What is an example of a policy and procedure? ›

Let's look at an example, requesting vacation time, to better understand the difference between policy and procedure. The vacation policy determines how much PTO an employee is eligible to take. The procedure lists the steps involved to get PTO approval, or what factors determine who gets priority days off.

What is an example of a work policy? ›

An example of a workplace policy that promotes consistency is a dress code, which describes the employer's definition of acceptable appearance for all members within the organization. By extension, such policies can also promote fairness by defining the allowances given to employees.

What should be included in policies and procedures? ›

The policy should clearly tell the audience why it exists, who it affects, major conditions and restrictions, when and under what circ*mstances it applies, and how it should be executed. “Terms of Art” should be clearly defined for the reader under the “Definitions” section. Check for accuracy and compliance.

Who should be responsible for reviewing policies and procedures? ›

Human resources professionals often play a role in developing and formalizing company policies and procedures, especially in larger small businesses. This is part of why HR directors often participate as part of the company executive management team in strategy and planning meetings.

Who writes policies and procedures for a company? ›

A: The Human Resources (HR) department is typically responsible for writing employee policies and procedures for a company. They ensure that the policies are compliant with labor laws and industry regulations.

Is policies and procedures a skill? ›

there are so many topics to choose from. But one important skill is often overlooked: policy drafting. Yes, policy drafting is a skill. Too many organizations take their Subject Matter Experts and task them with writing policies, standards, and procedures without ever providing them training on how to do that.

How do you write a simple policy and procedure? ›

How to write policies and procedures
  1. Identify your goals. When you write your policies and procedures, begin by clarifying what you'd like them to accomplish. ...
  2. Brainstorm tasks and processes. ...
  3. Determine a policy format. ...
  4. Write policies and procedures. ...
  5. Clarify logistics. ...
  6. Proofread and revise. ...
  7. Publish and distribute.
Sep 30, 2022

What is an example of a policy statement? ›

Examples of effective policy statements include mandating antivirus protection on all computers, restricting server configurations to designated functions, and necessitating formal approval for data access, which can influence personal behavior in the workplace.

What should a policy look like? ›

Present the policy's primary principles and rules concisely. Use clear language to avoid misinterpretation and make it easy for readers to understand. If necessary, include detailed procedures or guidelines that help employees adhere to the policy effectively. Use bullet points or numbered lists to improve readability.

How do you develop procedures for effective working relationships with other professionals? ›

3.2 Develop procedures for effective working relationships with other professionals
  1. Positive communication is established between colleagues at all times.
  2. Effective collaboration between professionals.
  3. Acknowledgment towards the role of every person.
  4. Everyone has a positive attitude.

What are the effective workplace relationship processes? ›

A professional work relationship is built on trust. Team members should also respect one another, and be inclusive in considering different opinions. Self-awareness and open communication are key to making this work.

What is the relationship between policies processes and procedures? ›

There's a hierarchy. A policy sets the goal. A process provides the broad steps to get to that goal. The procedure tells us exactly how to complete each step in the process.

What is the relationship between policies and procedures? ›

A procedure is the counterpart to a policy; it is the instruction on how a policy is followed. It is the step-by-step instruction for how, when, and where the policies outlined above will be achieved. A policy defines a rule, and the procedure defines who is expected to do it and how they are expected to do it.

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